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Showing 401 to 410 of 448 search results for published Primary Market Bulletin.

  1. Monitoring orders and transactions – our expectations of firms

    Speeches Published: 31/01/2013 Last modified: 29/03/2013
    Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

  2. Best practice note - Identifying, controlling and disclosing inside information

    Markets Published: 09/06/2020 Last modified: 09/01/2023
    This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

  3. Briefing on the FCA’s consultation on its reward offer and trade union recognition

    Last modified: 17/11/2021
    On 22 September, we began consulting with colleagues on our future reward offer. The offer ensures the FCA continues to provide one of the best employment packages of any regulator or enforcement agency in the UK.

  4. TR18/5: Management of long-term mortgage arrears and forbearance

    Thematic reviews Published: 06/12/2018 Last modified: 29/11/2021
    FCA findings on how mortgage lenders manage customers with long-term mortgage arrears and provide forbearance to affected customers.

  5. The Financial Conduct Authority outlines how it will regulate crowdfunding

    Press Releases Published: 24/10/2013 Last modified: 24/10/2013
    The Financial Conduct Authority outlines how it will regulate crowdfunding. Press Releases First published:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  6. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

  7. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

  8. Position limits for commodity derivative contracts

    Firms Markets Markets policy Published: 17/10/2017 Last modified: 11/01/2023
    We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits.

  9. FCA bans Lee Morgan for British Steel Pension Scheme advice failings

    Press Releases Published: 28/06/2023 Last modified: 28/06/2023
    The FCA has banned Denis Lee Morgan of Pembrokeshire Mortgage Centre Limited (in liquidation) (PMC) from advising any customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm. 

  10. Free trade in financial services and global regulatory standards: friends not rivals

    Speeches Published: 26/01/2017 Last modified: 02/02/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.