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Showing 421 to 430 of 448 search results for published Primary Market Bulletin.

  1. Open Enforcement Investigations numbers and types of cases - February 2022

    FOI Release Date of Release: 03/02/2022
    The FCA provides data on open enforcement investigations.

  2. The FCA and the Bank of England encourage market participants in further switch to SONIA in interest rate swap markets

    Statements Published: 28/09/2020 Last modified: 28/09/2020
    FCA and Bank of England support and encourage liquidity providers in the sterling swaps market to adopt new quoting conventions for inter-dealer trading based on SONIA instead of LIBOR from 27 October this year.

  3. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

    Press Releases Published: 23/06/2015 Last modified: 23/06/2015
    Press Releases First published:. 23/06/2015. Last updated: 23/06/2015. Share page. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  4. Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives

    Press Releases Published: 06/11/2018 Last modified: 06/11/2018
    The Upper Tribunal has today upheld the Financial Conduct Authority’s (FCA) decision to fine and ban Stewart Ford and Mark Owen, the former CEO and sales director respectively of Keydata Investment Services Ltd (Keydata).

  5. Market Force and the Chartered Institute’s Nicholas Barbon Lectures

    Speeches Published: 06/02/2013 Last modified: 29/03/2013
    Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London

  6. The FCA and the Bank of England encourage market participants in a switch to SONIA in the sterling non-linear derivatives market from 11 May

    Statements Published: 29/03/2021 Last modified: 29/03/2021
    Following close engagement with market participants, the FCA and Bank of England support and encourage liquidity providers in the sterling non-linear derivatives market to adopt new quoting conventions for inter-dealer trading based on SONIA instead

  7. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

    Speeches Published: 14/03/2024 Last modified: 14/03/2024
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

  8. CP15/38: Provisions to delay disclosure of inside information within the FCA’s Disclosure and Transparency Rules

    Consultation papers Published: 20/11/2015 Last modified: 20/11/2015
    Consultation papers First published:. 20/11/2015. Last updated: 20/11/2015. Share page. ... Or in writing to:. Marta Alonso. Primary Market Monitoring. Financial Conduct Authority.

  9. PS15/1: Early implementation of the Transparency Directive’s requirements for reports on payments to governments, including feedback on CP14/17 and final rules

    Policy statements Published: 02/01/2015 Last modified: 07/02/2022
    This Policy Statement reports on the main issues arising from Consultation Paper CP14/17 and publishes final rules.

  10. FCA begins criminal proceedings against five individuals involved with Worthington Group plc

    Press Releases Published: 20/10/2022 Last modified: 20/10/2022
    The FCA has begun criminal proceedings against five individuals involved with Worthington Group plc, a company listed on the London Stock Exchange.