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Showing 1692 to 1701 of 2221 search results for published general insurance.

  1. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any
  2. TR13/8 - The governance of unit-linked funds

    Thematic reviews Published: 10/10/2013 Last modified: 10/10/2013
    TR13/8 - The governance of unit-linked funds. Thematic reviews First published:. ... Unit-linked funds are a type of pooled investment offered by insurance companies through their life or pension policies.
  3. Final Notice 2018: R M H Financial Services (Robert Michael Hulme trading as) [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and General
  4. MLA F: Mortgage lending - arrears analysis FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA F: Mortgage lending - arrears analysis FAQs
  5. Information on firms sanctioned for greenwashing - April 2022

    FOI Release Date of Release: 28/04/2022
    The FCA provides information on greenwashing.
  6. FCA appoints new Chair at the Financial Ombudsman Service

    Press Releases Published: 05/06/2019 Last modified: 05/06/2019
    Baroness Zahida Manzoor CBE has been appointed Chair of the Financial Ombudsman Service. The appointment was made by the FCA Board with the approval of HM Treasury.
  7. Fraudsters targeting Active Wealth (UK) Ltd clients

    News stories Published: 12/09/2018 Last modified: 14/09/2018
    Fraudsters targeting Active Wealth (UK) Ltd clients. News stories First published:. ... The fraudsters may tell you some of your personal information, such as your date of birth or National Insurance Number, to give the impression that the communication
  8. Partly contested cases, the pipeline and AML investigations

    Speeches Published: 04/04/2019 Last modified: 04/04/2019
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.
  9. G.M.M. Equity Holding LLC (www.gmmequityholding.com) (clone of FCA authorised firm)

    Warnings Published: 29/04/2011 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  10. Michael Findlay appointed Chair of the FCA’s Markets Practitioner Panel

    Press Releases Published: 15/06/2021 Last modified: 15/06/2021
    The FCA has appointed Non-Executive Chair of the London Stock Exchange (LSE) plc Michael Findlay, as the Chair of its independent Markets Practitioner Panel.