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Showing 1802 to 1811 of 2221 search results for published general insurance.

  1. REP008: Conduct Rules reporting for solo-regulated firms

    Tasks for regulated firms Published: 13/08/2020 Last modified: 09/02/2023
    Under the Senior Managers and Certification Regime (SM&CR), solo-regulated firms need to tell us whether disciplinary action has been taken against individuals, who aren't Senior Managers, for Conduct Rules breaches.
  2. CP16/15: Capping early exit pension charges

    Consultation papers Published: 26/05/2016 Last modified: 26/05/2017
    CP16/15: Capping early exit pension charges. Consultation papers First published:. 26/05/2016. ... treatment of long-standing customers in the life insurance sector.
  3. Tribunal upholds FCA fine on firm for misselling complex investments

    Press Releases Published: 27/11/2013 Last modified: 17/12/2013
    Tribunal upholds FCA fine on firm for misselling complex investments. Press Releases First published:. ... although it was not misleading, it was not clear and fair… In our view, the Integrity GTEP plan was clearly unsuitable for Mr and Mrs [X] for the
  4. Eight convicted for role in unauthorised collective investment scheme

    Press Releases Published: 01/06/2015 Last modified: 04/06/2015
    Eight convicted for role in unauthorised collective investment scheme. Press Releases First published:. ... The defendants were convicted of various offences including conspiracy to defraud, breaching the general prohibition by conducting investment
  5. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London
  6. FCA statement on European Commission announcement on the Insurance Distribution Directive (IDD)

    Statements Published: 21/12/2017 Last modified: 05/01/2018
    Statements First published:. 21/12/2017. Last updated: 05/01/2018. Share page. ... The European Commission has announced a proposal to push backthe application date of the Insurance Distribution Directive (IDD) by seven months to 1 October 2018,
  7. Deeds not words: the next stage of the FCA’s innovation journey

    Speeches Published: 29/04/2019 Last modified: 29/04/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Innovate Finance Global Summit (IFGS) 2019.
  8. CP14/25: Changes to the Approved Persons Regime for Solvency II firms

    Consultation papers Published: 26/11/2014 Last modified: 30/09/2016
    Consultation papers First published:. 26/11/2014. Last updated: 30/09/2016. Share page. ... The paper will be of primary interest to all insurance firms within the scope of Solvency II, including Insurance Special Purpose Vehicles (ISPVs), the Society of
  9. Payment Services and Electronic Money – Our Approach – September 2017 [pdf]

    Finalised guidance Published: 06/07/2018
    This document will help businesses to navigate the Payment Services Regulations 2017 (PSRs 2017) and the Electronic Money Regulations 2011 (EMRs) (together with FCA's relevant rules and guidance), and to understand FCA's general approach in this area
  10. FCA’s national and international response to coronavirus (Covid-19) and Brexit

    Speeches Published: 06/05/2020 Last modified: 08/04/2024
    Speech delivered by Nausicaa Delfas, Executive Director of International, at Deloitte Annual Conduct Risk Conference (webinar).