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Showing 1872 to 1881 of 2221 search results for published general insurance.

  1. TR13/6 – Mobile banking and payments

    Thematic reviews Published: 27/08/2013 Last modified: 15/09/2016
    TR13/6 – Mobile banking and payments. Thematic reviews First published:. 27/08/2013. ... This report does not constitute general guidance or contain detailed findings.
  2. Information on fines for lack of voice recording compliance - March 2022

    FOI Release Date of Release: 14/03/2022
    The FCA provides information on fines for lack of voice recording compliance.
  3. The Financial Conduct Authority publishes its findings on transition management

    Press Releases Published: 10/02/2014 Last modified: 07/02/2022
    Over £165 billion of assets invested in pensions and other large funds are transferred between investment managers, markets and products every year – potentially affecting the returns enjoyed by millions of consumers on their investments – by
  4. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back
  5. Business interruption insurance test case: tracked changes representative sample of policy wordings [pdf]

    Corporate documents Published: 10/06/2020
    Tracked changes version so that you can see how this document has developed to date from the proposal published on 1 June 2020. A selection of policy wordings which the FCA believes captures the majority of the key issues that could be in dispute.
  6. CP15/20: Investing in authorised funds through nominees

    Consultation papers Published: 22/06/2015 Last modified: 22/06/2015
    In 2011 the Financial Services Authority (the FSA), our predecessor organisation, published rules and guidance (COBS 14.4) concerning investments in authorised funds and requiring certain nominee companies, defined as ‘intermediate ... unitholders’,
  7. Implementation of the Enforcement Review and the Green Report: PS17/1

    Policy statements Published: 01/02/2017 Last modified: 01/02/2017
    We are reporting on the main issues arising from Consultation Paper 16/10: Proposed Implementation of the Enforcement Review and the Green Report, and publishing final amendments to the FCA’s Glossary, the Decision Procedure and Penalties manual
  8. The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins

    Press Releases Published: 07/10/2013 Last modified: 07/02/2022
    FCA has published decision notices against Timothy Roberts, the chief executive, and Andrew Wilkins, a former director of Catalyst Investment Group Limited (Catalyst).
  9. The FCA and Practitioner Panel launch joint survey for 2017: findings

    News stories Published: 23/02/2017 Last modified: 03/08/2017
    The Practitioner Panel used to conduct its own survey to understand more about what the industry thinks, while the FCA also conducted a similar survey. In response to feedback, in 2017 we both started to ask firms to complete a single, joint
  10. Building societies: Facing the challenges and opportunities head on

    Speeches Published: 19/05/2016 Last modified: 19/05/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead.