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Showing 2102 to 2111 of 2221 search results for published general insurance.

  1. CP20/15: Liquidity mismatch in authorised open-ended property funds

    Consultation papers Published: 03/08/2020 Last modified: 06/11/2020
    We are consulting on measures to address the potential harm caused by a mismatch in liquidity in certain UK authorised funds that invest directly in property, for example offices, shops and warehouses.
  2. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

    Press Releases Published: 03/10/2013 Last modified: 07/02/2022
    he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.
  3. Advice firms demonstrate some good practice on due diligence but greater consistency needed

    Press Releases Published: 19/02/2016 Last modified: 19/02/2016
    Press Releases First published:. 19/02/2016. Last updated: 19/02/2016. Share page. ... Linda Woodall, director of life insurance and financial advice at the FCA, said:.
  4. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

    Press Releases Published: 24/03/2015 Last modified: 14/09/2015
    Press Releases First published:. 24/03/2015. Last updated: 14/09/2015. Share page. ... to monitor developments in technology and how that affects firms and consumers, including a market study on the use of Big Data in the insurance market.
  5. FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

    Press Releases Published: 26/07/2017 Last modified: 26/07/2017
    In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.
  6. Understanding approaches to D&I in financial services

    Multi-firm reviews Published: 12/12/2022 Last modified: 13/12/2022
    The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their
  7. FS20/16: Coronavirus and customers in financial difficulty: feedback on draft additional guidance for insurance and premium finance firms

    Feedback statements Published: 30/10/2020 Last modified: 30/10/2020
    On 16 October 2020, we published proposals on how firms should continue to seek to help customers who hold insurance and premium finance products and may be in financial difficulty because of coronavirus (Covid-19), after 31 October 2020. This
  8. PS20/16: Updating the Dual-regulated firms Remuneration Code to reflect CRD V

    Policy statements Published: 17/12/2020 Last modified: 25/02/2021
    This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance.
  9. Manraj Virdee pleads guilty to illegally operating an investment scheme and fraud

    Press Releases Published: 07/12/2018 Last modified: 07/12/2018
    Press Releases First published:. 07/12/2018. Last updated: 07/12/2018. ... 17 October 2018: Manraj Virdee answered a summons at Westminster Magistrates Court where he was charged with:Count 1 (contravening the ‘General Prohibition’, contrary to
  10. Coronavirus and 10% depreciation notifications: further temporary measures for firms

    Statements Published: 30/09/2020 Last modified: 21/12/2021
    This statement is for firms providing portfolio management services or holding retail client accounts that include positions in leveraged financial instruments or contingent liability transactions.