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Showing 401 to 410 of 746 search results for reasons set out in this Final Notice.

  1. FSA Decision Notice 2013: Mr Amir Khan [pdf]

    Decision notices Published: 04/04/2013
    For the reasons set out in this Notice, the FSA has decided to take action against Mr Amir Khan.

  2. FSA Decision Notice 2013: Tariq Carrimjee [pdf]

    Decision notices Published: 26/03/2013 Last modified: 08/02/2016
    For the reasons set out in this Notice, the FSA has decided to take action against Tariq Carrimjee.

  3. Notice of Decision to Cancel: Allied Re Credit Limited [pdf]

    Cancellation notices Published: 21/11/2013 Last modified: 13/06/2014
    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Allied Re Credit Limited

  4. Notice of Decision to Cancel: Union Securities Limited [pdf]

    Cancellation notices Published: 17/03/2015 Last modified: 17/03/2015
    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Union Securities Limited.

  5. Final Notice 2020: Julian Rifat [pdf]

    Final notices Published: 01/09/2020 Last modified: 01/09/2020
    For the reasons given in this Notice, the Authority has decided to make an order,pursuant to section 56 of the Act, prohibiting Mr Rifat from performing anyfunction in relation to any regulated activities carried on by an authorised orexempt person,

  6. FCA Final Notice to Finablr plc

    Statements Published: 25/02/2022 Last modified: 25/02/2022
    We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act.

  7. Notice of Decision to Cancel: Orkin Financial Services Limited [pdf]

    Cancellation notices Published: 17/03/2015 Last modified: 17/03/2015
    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Orkin Financial Services Limited.

  8. Notice of Decision to Cancel: Euro Commercial Trading Limited [pdf]

    Cancellation notices Published: 17/03/2015 Last modified: 17/03/2015
    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Euro Commercial Trading Limited (formerly Financial Guarantee Limited).

  9. Final Notice 2022: Frensham Wealth Limited [pdf]

    Final notices Published: 01/04/2022
    For the reasons given in this Final Notice, and pursuant to section 55J of the Act, the Authority has decided to cancel the Part 4A permission of Frensham Wealth Limited.

  10. Final Notice 2020: Paul Milsom [pdf]

    Final notices Published: 27/04/2020
    The reason for this action is because he lacks honesty and integrity such that he is not fit and proper to perform any functions in relation to regulated activities carried on by an authorised person, exempt person or exempt professional firm. As a