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Showing 431 to 440 of 746 search results for reasons set out in this Final Notice.

  1. Statement on Achilles Macris

    Statements Published: 12/06/2015 Last modified: 12/06/2015
    On 19 May 2015 the Court of Appeal ruled that the FCA should have given Mr Macris the right to make representations on certain matters set out in the final notice ... Such rights are known as ‘third party rights’. The FCA did not give Mr Macris third

  2. Personal data and enforcement

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its enforcement functions.

  3. PS17/3: Payment protection insurance complaints: feedback on CP16/20 and final rules and guidance

    Policy and guidance Policy statements Published: 02/03/2017 Last modified: 03/05/2024
    The FCA's Policy Statement includes final rules and guidance on payment protection insurance (PPI) complaints.

  4. PS15/30: Strengthening accountability in banking: UK branches of foreign banks (final rules)

    Policy statements Published: 16/12/2015 Last modified: 26/05/2016
    PS15/30: Strengthening accountability in banking: UK branches of foreign banks (final rules). ... This Policy Statement sets out what these are and the reasons for the changes.

  5. Request for Martin Wheatley emails on IRHP - April 2022

    FOI Release Date of Release: 21/04/2022
    The FCA provides emails to and from the email account of Martin Wheatley in which the interest rate hedging product (IRHP, swaps) review was referred to between 1 January 2013 and 1 July 2013.

  6. Privacy notice

    Last modified: 16/04/2024
    The FCA's privacy notice explains how and why it uses your personal data.

  7. Institutional disclosure working group

    Investment managers Published: 08/09/2017 Last modified: 16/02/2023
    See how the institutional disclosure working group made its recommendations to the FCA in June 2018.

  8. FCA publishes Decision Notice against Corrado Abbattista for market manipulation

    Press Releases Published: 16/09/2020 Last modified: 16/09/2020
    The FCA has published a Decision Notice in respect of Corrado Abbattista, an experienced trader and a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP

  9. Announcement of preliminary accounts: technical Q&A for firms

    Markets Published: 22/03/2020 Last modified: 21/09/2020
    Questions and answers relating to the moratorium on the publication of preliminary financial statements.

  10. Next steps in transition from LIBOR

    Speeches Published: 21/11/2019 Last modified: 21/11/2019
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the Risk.net LIBOR Summit, 2019.