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Showing 471 to 480 of 746 search results for reasons set out in this Final Notice.

  1. General FAQs for policyholders with business interruption insurance

    Firms Published: 29/01/2021 Last modified: 03/11/2022
    Guidance on how to make a claim and more information on clauses.

  2. Financial Penalty Scheme

    Corporate documents Published: 02/04/2024 Last modified: 03/04/2024
    Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.

  3. Onshoring updates to our Handbook and Technical Standards

    Last modified: 26/05/2022
    We explain how we’ve prepared our Handbook and Technical Standards for the end of the transition period.

  4. The role and responsibilities of a Sponsor

    Primary markets Published: 20/09/2018 Last modified: 03/07/2024
    A Sponsor must be appointed and their role clear. Learn about the different principles for sponsors, their role, what they need to provide to us and protection.

  5. Making and receiving payments

    Consumers Published: 18/04/2016 Last modified: 13/06/2022
    Find out about your rights when payments are made to and from your bank account, and how long it should take to make or receive a payment.

  6. The rationale for the FCA’s Mission and the context which the FCA operates in

    Speeches Published: 26/10/2016 Last modified: 10/11/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.

  7. PS13/9 Publishing information about enforcement warning notices

    Policy statements Published: 15/10/2013 Last modified: 07/02/2022
    We are setting out our policy for publishing information about enforcement warning notices, and responding to the feedback to our consultation.

  8. FCA cancels KBFS Financial Limited’s authorisation

    News stories Published: 22/04/2024 Last modified: 22/04/2024
    We have cancelled the permissions of KBFS Financial Limited (KBFS), preventing them from providing any financial services.

  9. Darren Newton banned by the FCA for misappropriating client money

    Press Releases Published: 21/05/2018 Last modified: 21/05/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice, which sets out its decision to ban Darren Lee Newton from working in any regulated activity in the financial services sector.

  10. Brexit: what does it mean for financial markets to be open?

    Speeches Published: 24/04/2018 Last modified: 24/04/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at City Week ‘The International Financial Services Forum’.