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Showing 481 to 490 of 746 search results for reasons set out in this Final Notice.
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Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited
The Financial Conduct Authority (FCA) has today published a Decision Notice concerning Linear Investments Limited. Linear failed to take reasonable care to organise and control its affairs responsibly and effectively to ensure potential instances of -
FCA fines and prohibits hedge fund Chief Investment Officer for market abuse
The FCA has fined Corrado Abbattista, formerly a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP, £100,000 for market abuse and prohibited him from performing any functions in relation to regulated -
Personal data and authorisation
How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing. -
Information regarding the FCA credit card market study - September 2021
The FCA answers multiple questions regarding its Credit card market study: MS14/6. -
Former chief executive of stockbroker firm fined £450,000 and banned
the FCA to issue its final notice, which reflects the FSA’s 2012 decision. ... The Final notice for Gracechurch Investments Limited (in liquidation), 20th December 2012. -
FSCS supplementary levies for 2017/18
Find out more about the FSCS’s supplementary levy and why the retail pool is triggered -
Product sales data: performance data FAQs
Product sales data: new mortgage requirements: performance data FAQs -
Change or cancel an approval for a controlled function
Find out how to change, withdraw or cancel approval for a controlled function, including a senior management function (SMF). -
FCA makes it easier for people to compare bank accounts
The Financial Conduct Authority (FCA) has today published final rules which will require providers of personal current accounts and business current accounts to publish information that will help customers to compare the service they could receive -
IRHP: businesses in financial distress
How the IRHP review considers businesses in financial difficulty, businesses in administration and dissolved companies.