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Showing 511 to 520 of 747 search results for reasons set out in this Final Notice.

  1. CP23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2023/24

    Consultation papers Published: 12/01/2023 Last modified: 12/01/2023
    The FCA and PRA consult on proposals for the FSCS's annual Management Expenses Levy Limit (MELL) for 2023/24.

  2. Personal data and Financial Lives survey

    Last modified: 01/02/2024
    This privacy notice explains what personal data the FCA collects during the Financial Lives survey and how and why it uses the information as part of its regulatory work.

  3. Alexander David Securities Limited enters liquidation

    News stories Published: 04/07/2022 Last modified: 14/10/2022
    On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators.

  4. London Capital and Finance plc

    News stories Published: 14/08/2019 Last modified: 02/02/2022
    On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course

  5. Information we can share

    Last modified: 05/01/2024
    A guide to what the FCA can and can’t share with the public about firms, people, and markets.

  6. FCA decides to fine Tariq Carrimjee in relation to market abuse committed by Rameshkumar Goenka in October 2010

    Press Releases Published: 08/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has today published a Decision Notice for Tariq Carrimjee of Somerset Asset Management LLP in relation to assisting Goenka.

  7. Submit a prospectus or circular

    Markets Published: 02/05/2016 Last modified: 26/03/2024
    There are several investor documents that must be submitted for FCA approval before publication. Find out more about each one, how to submit and approval.

  8. Submit a change in control notification

    Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
    Find out how to prepare your notification and understand what happens after you submit it.

  9. The rapidity of change

    Speeches Published: 22/10/2015 Last modified: 18/01/2017
    Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version.

  10. FCA drives changes to Buy Now, Pay Later (BNPL) firms’ contract terms

    Statements Published: 14/02/2022 Last modified: 14/02/2022
    This statement summarises the changes made by four BNPL firms to their contract terms and contains guidance for firms in this sector more generally.