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Showing 531 to 540 of 747 search results for reasons set out in this Final Notice.

  1. Data on Defined Benefits pension transfer activities - February 2022

    FOI Release Date of Release: 28/02/2022
    The FCA answers multiple questions regarding Defined Benefits Pension Transfer activities.

  2. FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business

    Press Releases Published: 13/10/2016 Last modified: 13/10/2016
    The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also

  3. Getting regulation right

    Speeches Published: 10/10/2016 Last modified: 10/10/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the LendIt Conference 2016.

  4. FCA censures London Capital & Finance plc

    Press Releases Published: 11/10/2023 Last modified: 11/10/2023
    The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.

  5. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    It’s for this reason that the Chancellor asked the Authorities to look into the root causes of these problems, considering what is already being done and, if necessary, make a ... It’s for this reason that the Review recommends the creation of a new

  6. The rapidity of change

    Speeches Published: 22/10/2015 Last modified: 18/01/2017
    Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version.

  7. FCA statement on short selling bans and reporting

    Markets Short selling Published: 17/03/2020 Last modified: 11/01/2023
    Find out the powers the FCA are provided with by the Short Selling Regulation (SSR).

  8. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  9. LIBOR – 6 months to go

    Speeches Published: 05/07/2021 Last modified: 05/07/2021
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy, delivered at UK Finance's Commercial Finance Week

  10. FCA takes action against three individuals from SVS Securities for mistreatment of pension funds

    Press Releases Published: 24/06/2024 Last modified: 24/06/2024
    Bonds into which they were invested by SVS have since defaulted, with customers unlikely to receive more than a fraction of their investment back.