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Showing 551 to 560 of 747 search results for reasons set out in this Final Notice.

  1. Regulation as a spur to growth

    Speeches Published: 05/06/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. CP23/2: Streamlining our rules on structured digital reporting of financial statements

    Consultations Consultation papers Published: 12/01/2023 Last modified: 28/07/2023
    The FCA consulted on changes to streamline transparency rules for certain companies with securities admitted to UK regulated markets to prepare their annual financial report in a specific web browser format (XHTML), and to present the financial

  3. The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014

    Press Releases Published: 03/10/2013 Last modified: 29/11/2016
    February 2014. Policy statement in response to this consultation, including final rules for the new regime. ... March 2014. Final version of plain language guidance on the new consumer credit regime for firms and other stakeholders.

  4. Joint statement by the FCA, FRC and PRA

    Statements Published: 26/03/2020 Last modified: 27/01/2021
    Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation

  5. Wellington Court Financial Services Ltd has temporary permissions removed

    News stories Published: 06/10/2023 Last modified: 06/10/2023
    Wellington Court Financial Services Limited has had its temporary permissions revoked.

  6. CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

    Consultation papers Published: 18/01/2016 Last modified: 18/01/2016
    This Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) paper sets out the consultation on the management expenses levy limit for the Financial Services Compensation Scheme for 2016/17. ... Please email us your comments by 15

  7. FCA Statement on fair treatment of long-standing customers in the life insurance sector

    Statements Published: 03/03/2016 Last modified: 03/03/2016
    It is not possible at this stage of our work to draw any final conclusions on the reasons for such practices; whether customers have suffered detriment as a result; or how ... This investigation into wider contraventions of regulatory requirements will

  8. Primary Market Bulletin 48

    Newsletters Published: 26/04/2024 Last modified: 26/04/2024
    This special edition consults on changes we propose to make to guidance in our Knowledge Base

  9. FCA statement regarding potential enforcement action against Link Fund Solutions Ltd

    Statements Published: 21/09/2022 Last modified: 21/09/2022
    This follows an announcement made on 21 September by Link Group to the Australian Securities Exchange.

  10. British Steel Pension Scheme: Tools for firms

    Tasks for firms Published: 28/02/2023 Last modified: 26/09/2023
    The FCA rules require firms to assess any advice they gave to BSPS members to transfer out and pay redress if it was unsuitable and caused the consumer a loss. Find out more about the tools firms need to use and read the supporting documents.