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Showing 101 to 110 of 240 search results for referrals and identification.

  1. FCA publishes the number of STORs received in 2019

    News stories Published: 28/02/2020 Last modified: 11/01/2024
    The FCA has published its suspicious transaction and order reports (STORs) figures for the year ending December 2019.

  2. FCA takes action against debt packager firms

    Press Releases Published: 20/07/2021 Last modified: 20/07/2021
    5 firms have stopped providing regulated debt advice until further notice and the FCA has used formal powers to stop another firm from providing regulated advice

  3. UK MiFIR data reporting and LIBOR transition

    Markets Published: 09/07/2021 Last modified: 23/05/2022
    We aim to clarify expectations for investment firms and trading venues submitting UK MiFIR transaction reports and instrument reference data in relation to LIBOR transition

  4. CP13/9: Quarterly Consultation Paper No. 2

    Consultation papers Published: 06/09/2013 Last modified: 30/08/2015
    set out the FCA’s approach to using its enforcement powers under the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013;.

  5. A credit market that delivers for consumers

    Speeches Published: 27/04/2023 Last modified: 27/04/2023
    Speech by Roma Pearson, Director of Consumer Finance, delivered at Credit Summit 2023.

  6. Co-operation Agreement between Financial Conduct Authority (FCA) and Monetary Authority of Singapore (MAS) [pdf]

    Memorandums of understanding Published: 11/05/2016 Last modified: 11/05/2016
    The purpose of this Co-operation Agreement is to provide a framework for co-operation and referrals between the Innovation Functions of each Authority.

  7. Borrowers in financial difficulty (BiFD) project – supporting those facing payment difficulties due to coronavirus – interim findings

    Focus areas Published: 18/01/2022 Last modified: 03/11/2022
    In March 2021, we launched the BiFD project to ensure firms continue to support borrowers in financial difficulty. As part of this work, we have been monitoring, gathering insight and acting where we have identified concerns at individual firms.

  8. AI: Flipping the coin in financial services

    Speeches Published: 05/10/2023 Last modified: 05/10/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.

  9. Market Watch 73

    Newsletters Published: 26/04/2023 Last modified: 26/04/2023
    In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.

  10. Information on financial services partnerships - November 2022

    FOI Release Date of Release: 15/11/2022
    FCA provides information on financial services partnerships.
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