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Showing 141 to 150 of 240 search results for referrals and identification.

  1. Business Plan 2022/23

    Business plans Published: 07/04/2022 Last modified: 27/04/2022
    The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

  2. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

  3. Information on suspected orderbook spoofing and/or layering

    FOI Release Date of Release: 31/08/2021
    FCA responds on request for numbers of 'incidents' and 'cases' of suspected orderbook spoofing and/or layering

  4. Wonga to pay redress for unfair debt collection practices

    Press Releases Published: 25/06/2014 Last modified: 25/06/2014
    Compensation will consist of the following:. A refund of charges on referral to Barker and Lowe/Chainey D’Amato which has been estimated at £400,000 and will be provided to

  5. Credit Rating Agency UK Market Share Report for 2022

    Corporate documents Published: 30/11/2023 Last modified: 30/11/2023
    This report provides an in-depth overview of the total market share held by UK-registered credit rating agencies (CRA).

  6. Information on whistleblowing reports in 2018 and 2019 - March 2020

    FOI Release Date of Release: 10/03/2020
    The FCA provides information on whistleblowing reports received in 2019 and 2019.

  7. Get-rich-quick, Ponzi and pyramid schemes

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you’re scammed.

  8. Statistics on whistleblowing on malpractice or wrongdoing - August 2020

    FOI Release Date of Release: 17/08/2020
    FCA provides statistics on whistleblowing on wrongdoing or malpractice from Jan 2020 to July 2020

  9. The importance of purposeful anti-money laundering controls

    Speeches Published: 01/04/2021 Last modified: 01/04/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the AML & ABC Forum 2021.

  10. Turning technology against financial crime

    Speeches Published: 23/10/2019 Last modified: 23/10/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.
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