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Showing 171 to 180 of 240 search results for referrals and identification.

  1. Financial regulators of Japan and UK announce Exchange of Letters on Co-operation Framework to support innovative FinTech companies

    Press Releases Published: 09/03/2017 Last modified: 09/03/2017
    The Financial Services Agency of Japan (JFSA) and the UK’s Financial Conduct Authority (FCA) have exchanged letters on a Co-operation Framework to support innovative FinTech companies.

  2. FCA and Hong Kong Insurance Authority sign Fintech co-operation agreement

    Press Releases Published: 21/09/2017 Last modified: 21/09/2017
    The Financial Conduct Authority (FCA) announces today that it has entered into a co-operation agreement with the Hong Kong Insurance Authority (IA) to enhance collaboration in supporting Fintech innovation.

  3. Examining the future of anti-money laundering regulations

    Speeches Published: 08/12/2015 Last modified: 16/08/2021
    Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015

  4. FCA joins other regulators to call on firms to help struggling customers

    News stories Published: 28/06/2023 Last modified: 28/06/2023
    The FCA will report on how well the cash savings market is supporting savers to benefit from higher interest rates. We will require the largest banks and building societies to explain the pace and extent of their pass through of interest rates, the

  5. FCA to ban promotion of speculative mini-bonds to retail consumers

    Press Releases Published: 26/11/2019 Last modified: 23/10/2023
    The FCA has announced it will ban the mass marketing of speculative mini-bonds to retail customers.

  6. FCA and US CFTC sign Arrangement to collaborate on FinTech innovation

    Press Releases Published: 19/02/2018 Last modified: 12/01/2023
    The arrangement commits the regulators to collaborating and supporting innovative firms through each other’s financial technology (FinTech) initiatives.

  7. IFPR implementation observations: quantifying threshold requirements and managing financial resources

    Multi-firm reviews Published: 27/02/2023 Last modified: 09/03/2023
    Firms should consider these and how they can strengthen their processes.

  8. FCA bans director from working in financial services after violent criminal conviction

    Press Releases Published: 14/11/2022 Last modified: 14/11/2022
    We have banned Mr Ashkan Zahedian from working in financial services following his conviction for serious, violent offences

  9. Consumer investments data review April - September 2021

    Data Published: 03/03/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

  10. Our workforce representation

    About us How we operate Published: 20/07/2023 Last modified: 20/07/2023
    FCA employees can share their diversity data, to help us better understand the demographic make-up of our workforce and build a culture that supports everyone.
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