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Showing 61 to 70 of 240 search results for referrals and identification.

  1. Apply to become a claims management company

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.

  2. About our complaints data

    Data Published: 06/05/2016 Last modified: 19/10/2023
    This page provides more information about how the FCA collects and reports complaints data.

  3. Digital regulatory reporting

    Tasks for regulated firms Focus areas Published: 01/11/2017 Last modified: 10/02/2023
    Digital Regulatory Reporting (DRR) is a joint initiative to make regulatory reporting more efficient and effective.

  4. Request for information regarding FCA complaints - December 2021

    FOI Release Date of Release: 30/12/2021
    The FCA responds to multiple questions regarding FCA complaints.

  5. Financial Penalty Scheme

    Corporate documents Published: 02/04/2024 Last modified: 03/04/2024
    Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.

  6. Financial promotions data 2022

    Data Published: 03/02/2023 Last modified: 03/02/2023
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

  7. Unacceptable behaviour policy

    Last modified: 21/02/2023
    Read the FCA policy setting out what is considered to be abusive or unreasonable behaviour, and the actions taken if your behaviour is considered unacceptable.

  8. About our data

    Last modified: 14/03/2024
    The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.

  9. Do the right thing

    Speeches Published: 01/06/2023 Last modified: 30/10/2023
    Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

  10. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 
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