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Showing 1 to 10 of 286 search results for regime under MiFID II.
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The basic advice regime under MiFID II & IDD
The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD. -
UK EMIR news
Read our archive of news relating to EMIR dating back to August 2013. -
Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Key requirements of firms
Firms should have prioritised these key requirements following the end of the transition period. -
Four building blocks of efficient capital markets
Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference -
Trading venues and systematic internalisers – changes in security statuses
Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade. -
A Better View
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017 -
Brexit – what we expect firms and other regulated persons to do now
The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use -
Brexit resources
This page lists our news and statements, speeches, publications and other pages related to Brexit. -
Periodic auctions
With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data.