Search results

Showing 111 to 120 of 286 search results for regime under MiFID II.

111. MDP entity portal

     Markets Published: 18/07/2017 Last modified: 04/04/2024
     The Market Data Processor (MDP) entity portal allows users to access the MDP system. Find out more about the portal and registering to use it. 

112. Data reporting services providers

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 14/12/2022
     Before entities may provide a Data Reporting Service (DRS) in the UK, they must be authorised by us or verified. Find out what this means for your firm.

113. MiFID II: applications for permissions needed now

     News stories Published: 19/06/2017 Last modified: 19/06/2017
     MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

114. Investment Firms Prudential Regime (IFPR)

     Firms Focus areas Published: 28/06/2021 Last modified: 27/06/2024
     The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022.

115. Policy development update

     News stories Published: 02/07/2020 Last modified: 10/09/2021
     The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.

116. Looking ahead to 2014

     Speeches Published: 09/12/2013 Last modified: 09/12/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

117. MiFID II – the road ahead

     Speeches Published: 20/10/2015 Last modified: 26/10/2015
     Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

118. FCA to ask firms for their views on MiFID II implementation

     Press Releases Published: 26/03/2015 Last modified: 08/11/2016
     How MiFID II’s requirements on costs and charges disclosure could be implemented practically. ... Exploring potential MiFID II inducement rules for advisers, discretionary investment managers and other firms.

119. Supervision of UK regulated covered bonds

     Published: 13/05/2016 Last modified: 23/06/2023
     Find out about our role supervising regulated covered bond programmes and regulated covered bonds, key features of the regime and stress testing.

120. Market Interface Specification (MIS) confidentiality agreement [docx]

     Forms Published: 31/10/2016 Last modified: 03/04/2019
     Entities wishing to become submitting entities under MiFID II need to complete a confidentiality agreement to request a copy of the Market Interface Specification (MIS).