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Showing 151 to 160 of 286 search results for regime under MiFID II.

151. Statement on communications in relation to PRIIPs and UCITS

     Statements Published: 30/11/2023 Last modified: 30/11/2023
     Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.

152. Investment Firms Prudential Regime final rules published

     News stories Published: 22/10/2021 Last modified: 22/10/2021
     We have made final rules to streamline and simplify prudential requirements for solo-regulated UK firms authorised under MiFID.

153. Cryptoassets: AML / CTF regime - Registering with the FCA

     Published: 22/03/2023 Last modified: 01/07/2024
     You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

154. Brexit – Temporary authorisation regime for data reporting services providers (DRSPs)

     Firms Markets Markets policy Published: 10/10/2018 Last modified: 14/12/2022
     The temporary authorisations regime for MiFID-authorised EEA DRSPs to provide a data reporting service in the UK ended on 31 December 2021.

155. PS21/9: Implementation of Investment Firms Prudential Regime

     Policy and guidance Policy statements Published: 26/07/2021 Last modified: 26/07/2021
     This is the second of the Policy Statements we will issue to introduce the Investment Firm Prudential Regime.

156. Dear CEO letter - Payment for Order Flow [pdf]

     Correspondence Published: 13/12/2017
     This letter sets out the FCA’s views on PFOF in the context of the evolving landscape under MiFID II, drawing attention to the new requirements and that the FCA will take strong action against firms that are identified breaching the new standards.

157. Outsourcing and operational resilience

     Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
     The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

158. DRSP and MDP fees

     Firms Markets Markets policy Published: 03/01/2018 Last modified: 15/12/2022
     There are different types of Data Reporting Services Providers (DRSPs) and Market Data Processor (MDP) fees. Find out more about each fee.

159. Authorised DRSPs

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 22/01/2024
     An entity that provides a Data Reporting Service is called a Data Reporting Services Provider (DRSP). We list the DRSPs that are authorised or verified by us.

160. Authorisation and registration application fees

     Firm authorisation Published: 07/08/2017 Last modified: 15/07/2024
     Find out how much your firm’s application fee will be to become authorised by us, or registered with us.