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Showing 201 to 210 of 286 search results for regime under MiFID II.
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CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments
We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms. -
FCA publishes final report into asset management sector
The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector. -
FCA sets out forbearance measures for investment company cost disclosure
We set out temporary measures to give investment companies greater ability to explain their costs and charges to help consumers make better informed investment decisions. -
Preparing for the future of Consumer Investments
We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved. -
CP23/27: Reforming the commodity derivatives regulatory framework
This consultation sets out our proposals concerning position limits, the exemptions from those limits, position management controls, the reporting regime and the ancillary activities test. -
Surveillance: The FCA's expectations and toolkits
Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Wealth Management Association (formerly APCIMS) speech
Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version. -
CP20/4: Quarterly Consultation Paper No 27
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Business Plan 2023/24
The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy. -
CP14/18: Quarterly consultation No.6
We are proposing to:. amend the procedure for processing a direction or determination by the FCA waiving, varying or disapplying requirements under the Consumer Credit Act 197. ... clarify Listing Regime provisions, correct and update guidance and