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Showing 1051 to 1060 of 1547 search results for relation to LIBOR.

  1. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements

    Press Releases Published: 30/10/2014 Last modified: 30/10/2014
    A firm must not pay or accept any fee or commission, or provide or receive any non-monetary benefit, in relation to designated investment business.

  2. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.

  3. What can the consumer credit sector expect from the FCA?

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.

  4. CP17/32: Quarterly Consultation Paper No 18

    Consultation papers Published: 01/09/2017 Last modified: 02/11/2017
    clarify how firms may provide personal projections in relation to the PRIIPs key information document.

  5. Cum-Ex Investigations and cryptocurrency questions - March 2021

    FOI Release Date of Release: 24/03/2021
    The FCA responds to multiple questions regarding investigations relating to Cum-Ex and Cryptocurrency.

  6. Information on Appointed representatives sanctions 2019 to 2021- September 2022

    FOI Release Date of Release: 13/09/2022
    The FCA provides information on principle firms sanctioned as a result of misconduct of an appointed representative, 2019 to 2021.

  7. Publication of costs and charges data by workplace personal pension providers

    Life insurers and pension providers Statements Published: 03/06/2021 Last modified: 03/06/2021
    Our expectations of providers for the first publication of costs and charges information under the new rules. 

  8. PS16/1: Reform of the legacy Credit Unions sourcebook

    Policy statements Published: 01/02/2016 Last modified: 01/02/2016
    In July 2015 we provided our feedback on the responses received in relation to the core forms and on the transitional arrangements for the new regime, in CP15/22.

  9. FCA prohibits six individuals for their part in unauthorised collective investment scheme

    Press Releases Published: 01/11/2016 Last modified: 01/11/2016
    In a case brought by the Financial Conduct Authority (FCA) Scott Crawley, Daniel Forsyth, Adam Hawkins, Ross Peters, Aaron Petrou and Dale Walker have today been prohibited from performing any function in relation to any regulated activity for their

  10. Consumer warning about the risks of investing in binary options

    News stories Published: 14/11/2017 Last modified: 03/01/2018
    The FCA is issuing this warning to inform consumers about the risk of investing in these high-risk, speculative products. From 3 January 2018, firms offering binary options in or from the UK must be authorised by the FCA.
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