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Showing 1061 to 1070 of 1547 search results for relation to LIBOR.

  1. TR14/12 - Enhanced transfer value pension transfers

    Thematic reviews Published: 21/07/2014 Last modified: 21/07/2014
    Senior management of authorised financial advisory firms should satisfy themselves that their firms’ practices in relation to pension transfer advice deliver fair customer outcomes.

  2. Putting the customer at the centre of the business: is it a long road ahead for the FCA?

    Speeches Published: 25/06/2015 Last modified: 25/06/2015
    Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the RiskMinds conference Conduct Forum in Brussels. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Aggregate complaints data: 2016 H1

    Data and research Published: 06/10/2016 Last modified: 23/05/2022
    The FCA collects complaints data from firms to assess how well they are treating their customers and how firms’ performance changes over time.

  4. FCA consults on reforms to improve the effectiveness of UK primary markets

    Press Releases Published: 05/07/2021 Last modified: 05/07/2021
    The FCA has today launched a consultation on a series of proposed reforms to improve the effectiveness of UK primary markets, alongside a discussion of how we might continue to develop the regime to ensure the UK remains a competitive and dynamic

  5. Complaints received by the FCA regarding settlements with whistleblowers - December 2021

    FOI Release Date of Release: 30/12/2021
    The FCA answers multiple questions relating to complaints received by the FCA regarding settlements with whistleblowers for the period between 1 January 2015 and 29 November 2021.

  6. Data on criminal convictions for the period 2016 to 2021 - July 2022

    FOI Release Date of Release: 13/07/2022
    FCA providing information Criminal convictions obtained by the FCA for the period 2016 to 2021.

  7. FCA urges victims to come forward after Court orders compensation for victims of illegal investment scheme

    Press Releases Published: 30/06/2021 Last modified: 30/06/2021
    For investors who bought shares in Pearl Island International LLC, Paragon Private Wealth LLC, Berkeley Brookes LLC or Atlantic Equity LLC

  8. Updating and improving the UK regime for asset management: our priorities

    Speeches Published: 12/10/2023 Last modified: 12/10/2023
    Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner.

  9. Business interruption test case: Written submissions of Hiscox on the form of declarations [pdf]

    Corporate documents Published: 15/02/2021
    Submissions of Hiscox Insurance Company Ltd in relation to its specific declarations.

  10. FCA proposes stronger protection for consumers in financial markets

    Press Releases Published: 14/05/2021 Last modified: 14/05/2021
    Plans for a new Consumer Duty which will set a higher level of consumer protection in retail financial markets
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