Search results
Showing 1101 to 1110 of 1547 search results for relation to LIBOR.
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FCA widens retail and pensions access to Long Term Asset Funds
The FCA has set out new rules to give retail investors and more defined contribution pension schemes access to Long Term Asset Funds (LTAF). -
CP16/4: Loan-based crowdfunding platforms and segregation of client money
P2P agreements under our client money rules (CASS 7) and money for clients in relation to unregulated lending. ... and any other money, including in relation to unregulated business to business lending (B2B agreements). -
Information regarding the FCA credit card market study - September 2021
The FCA answers multiple questions regarding its Credit card market study: MS14/6. -
Financial crime systems and controls during coronavirus situation
Find out about the FCA's expectations on how firms should apply their systems and controls to combat and prevent financial crime during the coronavirus crisis. -
FCA tells lenders to support consumers struggling with the cost of living
The Financial Conduct Authority (FCA) is today writing to more than 3,500 lenders to remind them of the standards they should meet as consumers across the country are affected by the rising cost of living. With household bills expected to continue -
Former Moore Capital trader pleads guilty to insider dealing
In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing -
FCA fines Reckitt Benckiser £539,800 for listing rule failures
RB failed on a number of counts in relation to share dealing by two of its senior executives over a number of years. -
Findings from our investment platforms costs and charges review – good and poor practice
In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review. -
FCA fines UBS AG £27.6 million for transaction reporting failures
UBS AG (UBS) has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports between November 2007 and May 2017. -
Financial crime controls at challenger banks
Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK