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Showing 1111 to 1120 of 1547 search results for relation to LIBOR.
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Information on open FCA enforcement investigations - December 2020
The FCA provides a breakdown by category of all open FCA investigations as at the 23 November 2020. -
FCA seeks views regarding the Office for Professional Body Anti-Money Laundering Supervision
The Financial Conduct Authority (FCA) has launched a consultation regarding the government-proposed Office for Professional Body AML Supervision (OPBAS). -
Investment pathways: Post-implementation review
Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes. -
Automated advice: existing rules and guidance
Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered. -
Personal loans and coronavirus: temporary guidance for firms
FCA publishes temporary guidance for firms on personal loans during the coronavirus situation -
CP13/5: Review of the client assets regime for investment business
This paper consults on material changes to the rules in relation to client money, custody assets and mandates. -
Initial advice charges for lump sum investments
Read more about the payment of initial advice charges for advice on lump sum investments to retail clients. -
Former Mortgage Broker Committed to Crown Court for Conducting Unauthorised Business
On Monday 29 April 2013, Michael Joseph James Lewis of 3 Sedley Close, Rainham, Gillingham, appeared at Medway Magistrates Court in relation to criminal offences brought against him by the Financial Conduct Authority (FCA). -
New technologies and anti-money laundering compliance report
We commissioned a survey and report on emerging technologies with potential for enhancing financial firms’ work to detect and prevent money laundering, and for helping make the UK a hostile environment for criminals’ money. -
Update on our work around pensions and retirement income
Pensions and retirement income is a priority sector for the FCA. Read more about our policy work and market monitoring in this area.