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Showing 1121 to 1130 of 1547 search results for relation to LIBOR.

  1. PS13/3 Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

    Policy statements Published: 04/06/2013 Last modified: 30/08/2015
    We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK.

  2. Building a digital regulator: how the FCA is riding the innovation wave

    Speeches Published: 04/04/2022 Last modified: 19/08/2022
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovation Finance Global Summit 2022.

  3. Former Logica PLC Manager pleads guilty to insider dealing

    Press Releases Published: 26/02/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing.

  4. FCA publishes Decision Notice against Jon Frensham for non-financial misconduct

    Press Releases Published: 29/03/2021 Last modified: 29/03/2021
    The FCA has published a Decision Notice in respect of Jon Frensham (formerly known as Jonathan James Hunt), an independent financial adviser and the sole director at Frensham Wealth Limited.

  5. PS14/9: Review of the client assets regime for investment business

    Policy statements Published: 10/06/2014 Last modified: 30/08/2015
    This policy statement affects all firms that are subject to CASS because they conduct investment business and hold client money, custody assets, collateral and/or mandates in relation to that investment ... This policy statement will also be of interest

  6. LAMP Insurance Company Limited (LAMP) has entered into liquidation

    News stories Published: 11/06/2019 Last modified: 11/06/2019
    LAMP is an insurance firm authorised and regulated by the Gibraltar Financial Services Commission (GFSC)

  7. Statistics on whistleblowing on malpractice or wrongdoing - August 2020

    FOI Release Date of Release: 17/08/2020
    FCA provides statistics on whistleblowing on wrongdoing or malpractice from Jan 2020 to July 2020

  8. Operation of the MoU with the Bank of England for market infrastructure - 2015 performance statement

    Statements Published: 04/03/2016 Last modified: 04/03/2016
    co-operate with one another in relation to the supervision of markets and market infrastructure.

  9. CP14/32: Bringing additional benchmarks into the regulatory and supervisory regime

    Consultation papers Published: 22/12/2014 Last modified: 07/02/2022
    This consultation paper seeks views on how our generic approach to regulating benchmarks could be applied beyond LIBOR to other benchmark administrators (and benchmark submitters as appropriate).

  10. Countrywide Land Holdings Limited, Regional Land and Consolidated Land UK Limited land banking schemes - information for investors

    News stories Published: 25/02/2019 Last modified: 19/11/2021
    In 2013, the FCA took action to wind up Paradigm Consultancy S.A. ('Paradigm') as a result of its involvement in unauthorised land banking schemes - Countrywide Land Holdings Limited, Regional Land and Consolidated Land UK Limited. The liquidation
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