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Showing 1151 to 1160 of 1547 search results for relation to LIBOR.

  1. FCA finds failings in the oversight of appointed representatives in the general insurance sector

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    As a result of the findings the FCA has taken early intervention actions in relation to five of the principal firms in the sample. ... considering the need for customer redress and whether further regulatory action in relation to the issues identified is

  2. The rise in scams and the threat to a legitimate financial services industry

    Speeches Published: 18/05/2021 Last modified: 18/05/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.

  3. Approved Persons Regime (APR) and coronavirus: our expectations - December 2020 update

    Published: 18/12/2020 Last modified: 18/12/2020
    In June 2020, we set out our expectations to help firms using Appointed Representative (AR) arrangements apply the Approved Persons Regime (APR) during coronavirus (Covid-19). We offered some additional flexibility in the application of rules to

  4. Information relating to claims management company (CMC) authorisation - October 2021

    FOI Release Date of Release: 28/10/2021
    The FCA responds to questions on the FCA’s register and claims management company (CMC) authorisation.

  5. Pension freedoms data collection exercise: analysis and findings

    News stories Published: 16/09/2015 Last modified: 16/09/2015
    We have worked closely with the Pensions Regulator who has undertaken similar activity in relation to occupational pension schemes.

  6. FCA acts to address unclear and excessive motor finance costs

    Press Releases Published: 04/03/2019 Last modified: 04/03/2019
    The Financial Conduct Authority (FCA) is considering changes to the way in which commission works in the motor finance sector after uncovering serious concerns about the way in which lenders are choosing to reward car retailers and other credit

  7. Climate Financial Risk Forum Guide 2021 - Disclosures - Managing Legal Risk [pdf]

    Corporate documents Published: 21/10/2021
    This document covers management of legal risk in relation to climate-related reporting requirements, output of the Disclosures Working Group of the Climate Financial Risk Forum.

  8. Remuneration and performance management of sales staff (SYSC 19F)

    Tasks for regulated firms Published: 23/05/2018 Last modified: 10/02/2023
    FCA provides rules on staff incentives and the remuneration of sales staff and advisers.

  9. FCA proposes to simplify rules to help encourage companies to list in the UK

    Press Releases Published: 03/05/2023 Last modified: 03/05/2023
    The FCA proposes to reform and streamline the listing rules in the UK to help attract a wider range of companies, encourage competition and improve choice for investors.

  10. CP14/24: Charges in workplace personal pension schemes

    Consultation papers Published: 30/10/2014 Last modified: 15/01/2015
    employers and their advisers in relation to the selection and ongoing monitoring of workplace personal pension schemes.
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