Search results
Showing 1241 to 1250 of 1547 search results for relation to LIBOR.
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Update on independent review of Royal Bank of Scotland’s treatment of business customers in financial difficulty
Answer:. Once we have received the review findings we will consider whether further regulatory measures are required in relation to any issues falling within our remit. -
FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
Monitoring orders and transactions – our expectations of firms
Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum -
A changing landscape: the FCA’s strategic priorities for the pensions sector
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019. -
FCA publishes Decision Notice against financial adviser for pension transfer advice failings
The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services -
Proceeds of fraud - Detecting and preventing money mules
We share the key findings from our review of payment account providers’ systems and controls against money mule activity. -
CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook
In this consultation paper we propose:. an increase in the non-investment (general and pure protection) insurance mediation compensation limit in relation to some types of insurance from 90% to 100%. -
CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)
We are consulting on changes to our Handbook because of the changes introduced by the EU Benchmarks Regulation and the UK Benchmarks Regulations 2018. -
Market abuse requires a dynamic response to a changing risk profile
your firm will need to consider whether to file STORs in relation to both the clients and the employees. ... employee. Firms should also consider whether an employee who has followed a client becomes conflicted in relation to their own regulatory -
TR13/2 - Mobile phone insurance - ensuring a fair deal for consumers
We undertake thematic projects to assess current and future risks in relation to a particular issue or product. This may be across a number of firms, within a specific part of the sector, or at market level.