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Showing 1271 to 1280 of 1547 search results for relation to LIBOR.

  1. PS15/14: Restrictions on the retail distribution of regulatory capital instruments

    Policy statements Published: 12/06/2015 Last modified: 12/06/2015
    In this paper we set out the rules we are implementing following our consultation on restrictions on the retail distribution of regulatory capital instruments (contingent convertible securities (CoCos) and mutual society shares).

  2. TR15/12: Wealth management firms and private banks: suitability of investment portfolios

    Thematic reviews Published: 09/12/2015 Last modified: 13/10/2016
    firms need to ensure that their governance, monitoring and assessment arrangements are sufficient to meet their regulatory responsibilities in relation to suitability.

  3. Consumer Investments Strategy – 1 year update

    Corporate documents Published: 18/10/2022 Last modified: 15/06/2023
    The FCA provides an update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

  4. FCA publishes decision notice against Alistair Burns deciding to ban him and fine him

    Press Releases Published: 01/12/2016 Last modified: 10/11/2017
    The Financial Conduct Authority has today published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI).

  5. FCA publishes Call for Input on the review of retained provisions of the Consumer Credit Act

    Press Releases Published: 18/02/2016 Last modified: 18/02/2016
    a burden or restriction which is imposed in relation to the carrying on of an activity must be proportionate to the benefits. ... b) the principle that a burden or restriction which is imposed on a person in relation to the carrying on of an activity,

  6. CP15/1: FCA Competition Concurrency Guidance and Handbook amendments

    Consultation papers Published: 15/01/2015 Last modified: 14/04/2015
    The FCA obtained new competition powers on 1 April 2015. We now have powers to enforce the prohibitions in the Competition Act 1998 on anti-competitive behaviour in relation to the

  7. FCA obtains High Court judgment against unauthorised mortgage brokers

    Press Releases Published: 14/11/2022 Last modified: 14/11/2022
    The FCA has obtained a judgment against London Property Investments (U.K) Limited (LPI), NPI Holdings Limited, their director Daniel Stevens and his father, Tony Stevens, for arranging mortgages without FCA authorisation and exploiting vulnerable

  8. CP22/24: Broadening access to financial advice for mainstream investments

    Consultation papers Published: 30/11/2022 Last modified: 03/08/2023
    We are aiming to allow firms to provide mass-market consumers with straightforward financial needs greater access to simplified advice on investing into mainstream products

  9. Hartley Pensions Limited – requirement to stop accepting new pension contributions

    News stories Published: 11/07/2022 Last modified: 29/09/2022
    Hartley Pensions Limited (Hartley Pensions), is a SIPP (Self Invested Personal Pension) operator authorised and regulated by the FCA. It also provides administration for a small number of SSAS (Small Self-Administered Schemes), regulated by The

  10. Operation of the MoU with the Bank of England for market infrastructure - 2018 performance statement

    News stories Published: 14/02/2019 Last modified: 14/02/2019
    Domestically, the Bank co-operates with both the Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR) in relation to supervising financial market infrastructure (FMI) and payment systems respectively.
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