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Showing 1301 to 1310 of 1547 search results for relation to LIBOR.

  1. Call for Input: PRIIPs Regulation – initial experiences with the new requirements

    Feedback statements Published: 28/02/2019 Last modified: 28/02/2019
    In this Feedback Statement, we summarise responses to our Call for Input on the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation. We also outline our next steps.

  2. The Financial Conduct Authority (FCA) bans Kweku Mawuli Adoboli from the financial services industry

    Press Releases Published: 15/10/2015 Last modified: 18/11/2021
    Following convictions on 20 November 2012 of two counts of fraud by abuse of position, the Financial Conduct Authority (FCA) has banned Kweku Mawuli Adoboli from performing any function in relation to any regulated financial activity.

  3. FCA appoints executive directors to co-lead Enforcement and Market Oversight

    Press Releases Published: 23/03/2023 Last modified: 23/03/2023
    The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight.

  4. FCA statement on its work on liquidity mismatch in authorised open-ended property funds

    Statements Published: 07/05/2021 Last modified: 07/05/2021
    In August 2020 we consulted on proposals to reduce the potential for harm to investors from the liquidity mismatch in open-ended property funds.

  5. TR16/1: Assessing suitability: Research and due diligence of products and services

    Thematic reviews Published: 19/02/2016 Last modified: 25/02/2016
    The other two root causes are incorrect risk profiling and costs, for example, in relation to replacement business (where a client switches an existing investment or sells it and invests the ... Based on ESMA’s Technical Advice to the Commission of

  6. GC13/5 Supervising retail investment advice: inducements and conflicts of interest

    Guidance consultations Published: 18/09/2013 Last modified: 21/10/2013
    This guidance is likely to be of most relevance to providers manufacturing retail investment products for advisers and any advisory firm providing personal recommendations in relation to retail investment products.

  7. FCA proposes help for motor finance and high cost credit customers

    Press Releases Published: 17/04/2020 Last modified: 17/04/2020
    FCA announces another proposed package of measures to directly support consumers facing payment difficulties due to coronavirus

  8. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

    Press Releases Published: 24/03/2015 Last modified: 14/09/2015
    to look at how firms were helping consumers make the right choice in relation to their pension given the options soon to be available to people as part of the ... There is one new area of forward looking focus:. firms’ systems and controls in relation

  9. FCA and PRA jointly fine Mr James Staley £642,430 and announce special requirements regarding whistleblowing systems and controls at Barclays

    Press Releases Published: 11/05/2018 Last modified: 11/05/2018
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have together fined Mr James Staley, Chief Executive of Barclays Group (Barclays), a total of £642,430. Mr Staley failed to act with due skill, care and diligence

  10. FSA/FCA Interest Rate Hedging Products Lessons Learned Review deadline extended until early 2021

    News stories Published: 20/03/2020 Last modified: 20/03/2020
    John Swift QC, the Independent Reviewer examining the Financial Services Authority (FSA) and Financial Conduct Authority (FCA)'s supervisory intervention in relation to Interest Rate Hedging Products (IRHPs), has informed the FCA that the deadline
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