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Showing 1311 to 1320 of 1547 search results for relation to LIBOR.

  1. Information on applications for Authorisation/Part 4a permission rejected - November 2021

    FOI Release Date of Release: 05/11/2021
    The FCA provides data on the number of Applications for Authorisation/Part 4a Permission that have been rejected per month since 1 January 2020 to 30 September 2021.

  2. FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings

    Press Releases Published: 30/05/2019 Last modified: 30/05/2019
    The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons plc (“Raphaels”) for failing to manage its outsourcing arrangements properly between April 2014 and December 2016. 

  3. FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2

    Consultation papers Published: 19/03/2013 Last modified: 30/08/2015
    We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK.

  4. Overall complaints fall by 2.1% but banking and credit card complaints increase

    Press Releases Published: 30/09/2015 Last modified: 07/02/2022
    The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,138,209 new complaints between January and June 2015.

  5. Information on FCA's exercise of concurrent competition enforcement powers - July 2021

    FOI Release Date of Release: 02/07/2021
    The FCA provides information relating to the exercise of concurrent competition enforcement powers under the Competition Act 1998 between 1 April 2015 and 15 Jun 2021.

  6. FCA and Bank of England agree Memorandum of Understanding for supervision of markets and market infrastructure

    Statements Published: 17/03/2014 Last modified: 17/03/2014
    one another in relation to the supervision of markets and market infrastructure, which includes financial market infrastructures (FMIs).

  7. FCA bans Lee Morgan for British Steel Pension Scheme advice failings

    Press Releases Published: 28/06/2023 Last modified: 28/06/2023
    The FCA has banned Denis Lee Morgan of Pembrokeshire Mortgage Centre Limited (in liquidation) (PMC) from advising any customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm. 

  8. FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario

    Statements Published: 11/03/2019 Last modified: 24/11/2020
    This statement explains what Trade Repositories (TRs), and UK counterparties that use them, should do to make sure they are compliant with their EMIR reporting obligations after the UK leaves the EU.

  9. FCA fines guarantor lender TFS Loans Ltd (in administration) and requires it to provide redress to affected guarantors

    Press Releases Published: 10/06/2022 Last modified: 10/06/2022
    We have fined TFS Loans Ltd (in administration) £811,900 in relation to deficient affordability checks on 3,150 guarantors in its consumer credit business.

  10. Mohammed Zina sentenced to 22 months in prison for insider dealing and fraud

    Press Releases Published: 16/02/2024 Last modified: 16/02/2024
    Following a sentencing hearing at Southwark Crown Court, Mohammed Zina, 35, was today sentenced to 22 months in prison for insider dealing and fraud.
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