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Showing 1331 to 1340 of 1547 search results for relation to LIBOR.

  1. CP13/10: Detailed proposals for the FCA regime for consumer credit

    Consultation papers Published: 03/10/2013 Last modified: 30/08/2015
    guidance (including in relation to responsible lending, affordability assessments and debt collection), into our rules and guidance (Chapter 5).

  2. Making competition king – the rise of behavioural economics at the FCA

    Speeches Published: 25/03/2014 Last modified: 25/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version.

  3. Direct Line to carry out a past business review relating to the FCA's pricing rules

    Statements Published: 01/09/2023 Last modified: 01/09/2023
    Direct Line Group will carry out a review to identify all instances where a customer has been overcharged and provide appropriate redress.

  4. GC16/1: Proposed guidance on voluntary redress schemes under the Competition Act 1998

    Guidance consultations Published: 19/01/2016 Last modified: 19/01/2016
    Under changes made by the Consumer Rights Act 2015, we have new powers under the Competition Act 1998 (CA98) allowing us to approve a redress scheme in relation to an infringement

  5. Improper delegation of authorised activities - a notice for financial adviser firms and their advisers

    Multi-firm reviews Published: 30/11/2015 Last modified: 18/05/2017
    Firms that are approached to delegate their regulated activities, such as providing pension switching advice, to an unauthorised third party need to be aware of the serious implications that may arise as a result of entering into this type of

  6. FCA publishes guidance consultation for firms who seek to limit their liabilities

    Press Releases Published: 25/01/2022 Last modified: 25/01/2022
    We have seen an increase in the number of firms developing proposals, such as Scheme of Arrangements, to deal with significant liabilities to consumers, in particular redress liabilities.

  7. Office of Financial Sanctions Implementation created to help UK businesses comply with financial sanctions

    Documents Published: 13/05/2016 Last modified: 19/05/2016
    Our Financial Crime guide also provides examples of good and poor practice in relation to developing and maintaining financial crime systems and controls including compliance with Financial Sanctions.

  8. FCA to ban the promotion of UCIS and certain close substitutes to ordinary retail investors

    Press Releases Published: 04/06/2013 Last modified: 03/11/2016
    The Financial Conduct Authority (FCA) has published final rules to ban the promotion of Unregulated Collective Investment Schemes (UCIS) and certain close substitutes (together to be known as Non-Mainstream Pooled Investments (NMPIs)) to the vast

  9. RMA-B Profit and loss account: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-B Profit and loss account: help text

  10. FG15/8 - FCA's powers and procedures under the Competition Act 1998

    Finalised guidance Published: 14/07/2015 Last modified: 03/05/2022
    Guidance for firms and their advisers setting out our powers and how we investigate and enforce against potential breaches of UK competition law.
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