Search results
Showing 1341 to 1350 of 1547 search results for relation to LIBOR.
-
FCA publishes the findings of its work into annuities sales practices and retirement income market
The FCA identified particular areas of concern in relation to enhanced annuities, where customers are often not informed of shopping around or encouraged to do so to get a higher income ... This work is to determine if the findings in relation to -
Craig Whyte appears at court for failing to provide key passwords for seized devices
In a prosecution brought by the Financial Conduct Authority (FCA), Craig Whyte has been charged with failing to provide passwords for various laptops and phones. -
Consumer warning on Falcon Financial Solutions Ltd and Thestral Financial Services Ltd
We have removed permissions from Falcon Financial Solutions Ltd and Thestral Financial Services Ltd. They are no longer permitted to carry out any regulated activities. -
PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards
In this Policy Statement (PS22/2) we summarise the feedback we received to our consultation and confirm our final policy position. -
TR13/3 - Banks’ control of financial crime risks in trade finance
We undertake thematic projects to assess current and future risks in relation to a particular issue or product. This may be across a number of firms, within a specific part of the sector, or at market level. -
FCA says firms not treating delegated authority arrangements as outsourcing in the general insurance market
The review revealed that in many cases insurers and intermediaries did not appear to have adequately considered their regulatory obligations in relation to both outsourcing and other functions. -
Wonga to make major changes to affordability criteria following discussions with the FCA
Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately. -
Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins
On 11 August 2015, the Upper Tribunal released its judgment in relation to Timothy Roberts and Andrew Wilkins of Catalyst Investment Group Limited (“Catalyst”). ... Director. Mr Wilkins was a Director of Catalyst until 23 March 2010, and like Mr -
Authorised fund managers’ assessments of fund value 2023
Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules. -
PS17/13: Investment and corporate banking: prohibition of restrictive contractual clauses
This policy statement sets out our rules to ban contractual clauses that restrict competition without being clearly beneficial to clients.