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Showing 1371 to 1380 of 1547 search results for relation to LIBOR.
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Update to information on investments made through Harlequin Management Services (South East) Limited (“Harlequin Property”)
The Financial Services Authority (FSA) issued an alert to financial advisers on 18 January 2013 regarding this subject. -
FCA publishes further information about restrictions placed on Micro-E C.I.C
We have published a First Supervisory Notice for Micro-E C.I.C. -
Asia Resource Minerals plc (formerly Bumi plc) fined £4.65m for breaching the Listing Rules
This is the second final notice issued in relation to a listed company’s failure to comply with the Listing Rules applicable to related party transactions. ... More information in relation to the suspension is available in announcements made by the -
Financial watchdog wins civil case against Ponzi-like care home investment scheme
The High Court has ruled in favour of the FCA against Robin Forster, the director of a company which took £57 million from 380 investors in an illegal care home investment scheme. -
FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers
relation to the promotion of three unregulated collective investment schemes (UCIS) to retail investors. ... Any consumers who had dealings with Cameron, Burlington Associates or Leslie & Nuding / Burlington Funds in relation to these UCIS investments -
FCA publishes Annual Report 2015/16 and report of its competition activities since 2013
in relation to business models. -
Consumer credit and coronavirus: additional guidance for firms (November 2020)
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of consumer credit customers. -
Cost of Living: good and poor practice in the general insurance market
We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve. -
FSA fines Prudential £30 million and censures CEO for failing to inform regulator of 2010 acquisition plans
The Financial Services Authority (FSA) has fined companies in the Prudential Group (Prudential) a total of £30 million for breaching FSA Principles and UKLA Listing Principles. The fines relate to Prudential’s failure to inform the FSA at the -
Two former directors of Pritchard Stockbrokers fined and banned for recklessly failing to protect client money
The Financial Conduct Authority (FCA) has fined and banned David Gillespie, Managing Director, and David Welsby, Finance Director, of stockbroking and wealth management firm, Pritchard Stockbrokers Limited (Pritchard) for serious failings in