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Showing 1381 to 1390 of 1547 search results for relation to LIBOR.
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Advance applications for credit rating agencies and trade repositories now open
As we get closer to the UK’s exit from the EU, we have opened applications for credit ratings agencies and trade repositories looking to offer services in the UK after 29 March 2019. -
PS15/18: FCA Competition Concurrency Guidance and Handbook amendments: Feedback on CP15/01, finalised guidance and rules
We report on the main issues arising from CP15/01 FCA Competition Concurrency Guidance and Handbook amendments. -
FCA agrees MoUs with ESMA and EU regulators to allow cooperation and exchange of information
The Financial Conduct Authority (FCA) has agreed Memoranda of Understanding (MoUs) with ESMA and EU regulators. -
Information on enforcement investigations opened against individuals (SMR) - May 2022
The FCA provides data on enforcement investigations opened against individuals (SMR). -
CP14/5: Changes to regulatory reporting: Adviser and consultancy charging, Authorised Professional Firms (APFs) and Product Sales Data (PSD)
This CP will be of interest to:. Firms that provide personal recommendations to retail clients in relation to retail investment products, give advice, or provide services, to an employer in connection -
Over 30,000 Yorkshire Building Society customers to be refunded mortgage arrears fees
payments. Firms can only charge customers whose accounts have fallen into arrears by two months or more fees that cover their administration costs in relation to arrears management. ... Any customers who want further information about the refund of -
Temporary intervention on the marketing of speculative mini-bonds to retail investors
We are introducing temporary rules to prevent consumer harm, by banning the promotion of high risk speculative mini-bonds to most retail consumers. -
Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms
Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic -
FCA fines Commerzbank London £37,805,400 over anti-money laundering failures
The FCA has today fined Commerzbank AG (London Branch) £37,805,400 for failing to put adequate anti-money laundering (AML) systems and controls in place between October 2012 and September 2017. -
PS16/20: Payment Accounts Regulations 2015 - feedback on CP16/7, final Handbook changes and finalised guidance
introduce new regulatory reporting requirements in relation to switching and payment accounts with basic features.