Search results
Showing 1391 to 1400 of 1547 search results for relation to LIBOR.
-
Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse
The Upper Tribunal (Tribunal) has released its decision in relation to Tariq Carrimjee of Somerset Asset Management LLP (Somerset). ... It remains open to the parties to appeal this judgment. This decision follows the Final Notices issued to Mr Goenka, -
PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules
Of particular interest will be the:. increase in compensation in relation to some types of non-investment (general and pure protection) insurance mediation claims. ... Firms should read our final rules and take action to ensure they understand them and, -
Information on advice firms advising members of the Rolls-Royce DB scheme - November 2021
FCA responds to questions regarding advice firms advising members of the Rolls-Royce DB scheme. -
FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse
The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye -
FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing
The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal -
PS14/13: Changes to regulatory reporting: Adviser charging and product sales data (PSD), including feedback to CP14/5 and final rules
The changes to Section K of the RMAR will be of interest to firms that provide personal recommendations to retail clients in relation to retail investment products. -
CP16/7: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance
introduce new regulatory reporting requirements in relation to switching and payment accounts with basic features. -
FG16/4: Guidance on Small and Medium Sized Business (Credit Information) Regulations, and Small and Medium Sized Business (Finance Platform) Regulations
In April 2016 we published guidance explaining the scope of our functions in relation to the regulations, which require us to monitor and enforce relevant requirements. We updated this guidance in October 2016. -
CP14/19: CRD IV - EBA high earners and benchmarking information report
The European Banking Authority (EBA) issued new final guidelines on 16 July 2014 in relation to data collection for high earners and remuneration benchmarking. The new guidelines amend the existing template and request more detailed information, -
Lloyds Banking Group fined £4.3 million for delayed PPI redress payments
The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.