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Showing 1411 to 1420 of 1547 search results for relation to LIBOR.

  1. Fair, transparent and competitive: the FCA’s vision for the asset management sector

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance

    Consultation papers Published: 15/01/2016 Last modified: 23/02/2016
    and duties under a regulated credit agreement for in relation to their back book of second charge mortgage loans entered into before 1 April 2014.

  3. FCA secures confiscation orders totalling £1.69 million against convicted insider dealers

    Press Releases Published: 11/05/2018 Last modified: 11/05/2018
    These confiscation orders follow an FCA prosecution in which Messrs Dodgson and Hind were convicted of conspiring to insider deal.

  4. FG16/5: Guidance for firms outsourcing to the ‘cloud’ and other third party IT services

    Finalised guidance Published: 07/07/2016 Last modified: 30/08/2023
    In November 2015, the FCA consulted on guidance to clarify the requirements on firms when outsourcing to the ‘cloud’ and other third party IT services. The FCA published the final guidance (FG16/5) in July 2016.

  5. FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans

    Corporate documents Published: 05/03/2024 Last modified: 05/03/2024
    On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013.

  6. FCA secures confiscation order totalling over £170,000 against convicted fraudster

    Press Releases Published: 20/12/2019 Last modified: 20/12/2019
    A confiscation order of £171,913.60 was made against Manraj Singh Virdee in Southwark Crown Court.

  7. PS19/13: Improving shareholder engagement and increasing transparency around stewardship

    Policy statements Published: 30/01/2019 Last modified: 31/05/2019
    We have introduced new requirements to improve shareholder engagement and increase transparency around stewardship. The requirements come into effect on 10 June 2019.  Asset managers and life insurers will need to disclose and make publicly

  8. Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1

    Press Releases Published: 10/11/2017 Last modified: 10/11/2017
    The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk

  9. Amendments to the IFPR Instrument 2021 since publishing the near-final version

    Firms Focus areas Published: 12/11/2021 Last modified: 13/02/2023
    We set out amendments to the original text of the near-final Investment Firms Prudential Regime (IFPR) Instrument, which was originally published in PS21/9.

  10. FCA publishes Decision Notice against Paul Reynolds deciding to ban him and fine him £290,344

    Press Releases Published: 23/10/2014 Last modified: 23/10/2014
    The Financial Conduct Authority (FCA) has today published a Decision Notice against Paul Reynolds (formerly known as Paul Brian Reynolds).
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