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Showing 1431 to 1440 of 1547 search results for relation to LIBOR.
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FCA review shows too many advisory firms are not yet clear enough with their customers on their charges and services
The failings identified in the FCA’s review suggest some consumers could be unaware of, or even mis-led, in relation to the cost of advice (both initial and ongoing), the -
FCA obtains High Court Order to remove hundreds of HM Land Registry charges, notices and restrictions registered against consumers’ properties by illegal money lender
This application is the latest in several legal proceedings commenced by the FCA against Dharam Prakash Gopee arising out of his illegal money lending activities -
The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator
The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification -
FCA bans and fines Paul Reynolds £290,344 for misleading and unsuitable advice
The Financial Conduct Authority (FCA) has fined Paul Reynolds (formerly known as Paul Brian Reynolds) £290,344 and banned him from performing any function in relation to regulated activities on the -
TR18/4: Pricing practices in the retail general insurance sector: Household insurance
This report sets out the key findings of our thematic work on the pricing practices of household insurance firms. It then details our expectations of firms and our next steps. -
Business interruption test case: Written submissions MS Amlin and Ecclesiastical on the form of declarations [pdf]
Joint submissions of Ecclesiastical Insurance Office plc and MS Amlin Underwriting Limited in relation to their specific declarations. -
Call for Input: Terms and definitions for services which are linked to payment accounts and subject to fees
One of its aims is to improve the transparency and comparability of fee information in relation to payment accounts for consumers. -
FCA decides on £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case
Mr Teraiya has referred his Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers his behaviour should be characterised. -
Former Group Treasurer and Head of Tax at Morrisons plc sentenced to 12 months imprisonment for insider dealing
Paul Coyle, the former Group Treasurer and Head of Tax at Wm Morrison Supermarkets plc, pleaded guilty to two counts of insider dealing and has been sentenced to 12 months imprisonment. He was also ordered to pay £15,000 towards prosecution costs -
Investment advisers’ and authorised firms’ responsibilities when accepting business from unauthorised introducers or lead generators
This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and other authorised firms.