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Showing 1441 to 1450 of 1547 search results for relation to LIBOR.
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Five individuals face conspiracy to commit insider dealing and money laundering charges
The FCA has started criminal proceedings against 5 individuals for conspiracy to commit insider dealing and money laundering. -
Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)
The FCA issued an alert for all Principals who have Appointed Representatives or Introducer Appointed Representatives regardless of sector. -
FCA statement on ESMA’s ongoing work on possible product intervention measures applicable to retail CFD and binary option products
The European Securities and Markets Authority (ESMA) has made an announcement today on its work in relation to the provision of contracts for differences (CFDs), including rolling spot forex, and binary options to retail clients. -
Information relating to applications for de-authorisation in the defined benefit transfer market - March 2020
The FCA provides information relating to applications for de-authorisation in the defined benefit transfer market. -
Yorkshire Building Society Group to refund £8.4m in arrears administration fees
If you want further information about the refund of mortgage arrears administration fees you can call the YBS Customer Relations team on 0800 9230045 or 01242 874 998 between 9am and -
Credit card competition working fairly well but concern for customers in long-term debt
The FCA has published its interim report into the credit card market, including its early thinking into potential remedies. -
Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors)
We refuse to authorise firms that do not demonstrate that they meet our minimum standards or follow our principles, particularly in relation to treating customers fairly. -
PS15/5: Final rules for charges in workplace personal pension schemes and feedback on CP14/24
employers and their advisers in relation to the selection and ongoing monitoring of workplace personal pension schemes. -
FCA fines compliance officer and broker whose actions enabled market abuse to be committed in October 2010
The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and -
Upper Tribunal upholds the Financial Conduct Authority’s decision to fine and ban Charles Palmer former CEO of adviser network
On 8 August 2017, the Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Charles Palmer, former CEO of Financial Limited and Investments Limited (“the Firms”), from performing FCA significant influence functions.