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Showing 1451 to 1460 of 1547 search results for relation to LIBOR.

  1. Barclays fined £38 million for putting £16.5 billion of client assets at risk

    Press Releases Published: 23/09/2014 Last modified: 30/08/2015
    Barclays Capital Securities Limited, a subsidiary of Barclays was fined fined £1.1 million in 2011 for similar misconduct in relation to client money.

  2. CP13/13: The FCA’s regulatory approach to crowdfunding (and similar activities)

    Consultation papers Published: 24/10/2013 Last modified: 30/08/2015
    any firm that communicates direct offer financial promotions for unlisted equity or debt securities to retail clients, who do not receive regulated advice or investment management services in relation to those

  3. FS20/5: Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms

    Policy and guidance Feedback statements Published: 14/05/2020 Last modified: 14/05/2020
    We summarise responses to our proposals for insurance and premium finance firms on the fair treatment of customers in temporary financial difficulty.

  4. Mark Starling sentenced to 5 years’ imprisonment in FCA prosecution of £3m investment fraud

    Press Releases Published: 29/11/2018 Last modified: 30/11/2018
    Mark Barry Starling, aged 57 of Farnham, Surrey, was today sentenced at Southwark Crown Court to 5 years’ imprisonment for defrauding investors of just under £3 million in relation to unauthorised investment schemes he operated between 2008 and

  5. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

    News stories Published: 28/04/2014 Last modified: 28/04/2014
    in relation to the switch or transfer as a whole (including the characteristics and risk of the wrapper and of the underlying investments).

  6. Information on Appointed representatives and firms authorised to advise on mortgages - March 2022

    FOI Release Date of Release: 21/03/2022
    The FCA provides data on Appointed representatives and firms authorised to advise on mortgages.

  7. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    firms providing services in relation to insurance-based investments and pensions, and.

  8. Four former directors of online consumer credit broker banned for misleading customers

    Press Releases Published: 25/07/2018 Last modified: 25/07/2018
    The Financial Conduct Authority (FCA) has banned David James Carter Mullins, Edward John Booth, Christopher Paul Brotherton and Mark Robert Kennedy, the former directors and shareholders of Secure My Money Limited (now dissolved).

  9. CP23/31: Primary Markets Effectiveness Review: Feedback to CP23/10 and detailed proposals for listing rules reforms

    Consultation papers Published: 20/12/2023 Last modified: 07/03/2024
    These proposed listing regime reforms aim to encourage a greater range of companies to list and grow on UK markets.

  10. FG14/7 - Primary Market Bulletin No. 6 and Primary Market Bulletin No. 7

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    one new procedural note and one new technical note to explain the practical aspects of our new powers in relation to sponsors.
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