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Showing 1461 to 1470 of 1547 search results for relation to LIBOR.

  1. The FCA’s approach to supervising wealth management and private banking firms

    Speeches Published: 02/07/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Information on the number of workers raising concerns about wrongdoing or malpractice - August 2020

    FOI Release Date of Release: 17/08/2020
    The FCA's data n the number of whistle cases reported to us since 1 January to 31 July 2020.

  3. FG19/05: General insurance distribution chain: Finalised guidance for insurance product manufacturers and distributors

    Finalised guidance Published: 19/11/2019 Last modified: 12/10/2021
    FG19/5: This guidance gives further clarity on our expectations of firms in the GI and pure protection sector. In particular, how firms should consider the value that the product and distribution arrangements present to the customer.

  4. PS23/2: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR

    Policy statements Published: 24/02/2023 Last modified: 28/02/2023
    We have launched a joint consultation with the Bank of England on changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR.

  5. FCA bans three individuals from working in the financial services industry for non-financial misconduct

    Press Releases Published: 05/11/2020 Last modified: 05/11/2020
    The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper.  Each of them had been convicted of

  6. FCA fines Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling

    Press Releases Published: 11/06/2020 Last modified: 11/06/2020
    The FCA has fined Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling. The banks estimate they will have paid £300 million in customer redress. The redress programme is nearly complete.

  7. FCA fines former Head of JP Morgan’s CIO International £792,900 for failing to be open and co-operative

    Press Releases Published: 09/02/2016 Last modified: 09/02/2016
    Mr Macris was the main contact with the FCA’s predecessor the Financial Services Authority (FSA) (FSA and FCA together the Authority) in relation to CIO International and as an approved ... It would also have encouraged other staff to be open and

  8. GC15/5: Ring-fencing: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes

    Guidance consultations Published: 18/09/2015 Last modified: 18/09/2015
    This consultation sets out the proposed general guidance on our approach to the implementation of ring-fencing in the UK, including our approach in relation to ring-fencing transfer schemes (RFTSs). ... In addition, the PRA will consult us in relation to

  9. Manraj Virdee sentenced to 2 years for illegally operating an investment scheme and fraud

    Press Releases Published: 05/02/2019 Last modified: 05/02/2019
    In a case brought by the Financial Conduct Authority (FCA), Manraj Virdee was yesterday sentenced at Southwark Crown Court to a 2 year prison sentence suspended for 2 years and he was further ordered to carry out 300 hours of unpaid work in the

  10. PS15/23: Consumer credit - feedback on CP15/6 and final rules and guidance

    Policy statements Published: 28/09/2015 Last modified: 03/09/2016
    The policy statement also includes detail of further work we are planning, including in relation to credit broking and guarantor lending.
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