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Showing 1511 to 1520 of 1547 search results for relation to LIBOR.
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FS20/16: Coronavirus and customers in financial difficulty: feedback on draft additional guidance for insurance and premium finance firms
On 16 October 2020, we published proposals on how firms should continue to seek to help customers who hold insurance and premium finance products and may be in financial difficulty because of coronavirus (Covid-19), after 31 October 2020. This -
FCA clarifies fairer treatment of regular premium PPI complaints and proposes new mailing requirements
The FCA has today issued final guidance that clarifies its expectations about the handling of certain regular premium payment protection insurance (PPI) complaints. -
FCA decides to cancel payday lender’s interim permission and ban its sole director
In relation to the FCA’s decisions to prohibit Mr Hart from any regulated role and cancel WPPL’s interim permission, the Tribunal will determine whether to dismiss the reference or -
CP14/21: Feedback and Policy Statement on CP14/02, consultation on joint sponsors and call for views on sponsor conflicts
In CP14/21 we set out the detail of our feedback to the responses and final rules in relation to sponsor competence. ... the call for views in relation to sponsor conflicts closes on 30 December 2014. -
Tribunal upholds £80,000 fine for broker who lied about income and used falsified payslips in mortgage application
The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to impose a financial penalty of £80,000 on Amir Khan, director of Sovereign Worldwide Limited (Sovereign), for dishonestly submitting false income -
PS21/8: Regulation of funeral plans - Feedback to CP21/4 and final rules
This policy statement sets out our final rules, guidance and standards as the pre-paid funeral plans sector enters our regulation. -
Implementing MiFID II – multi-firm review of research unbundling reforms
Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how -
FCA fines investment firm Sesame £6m for failing to ensure advice given to customers was suitable and for poor systems and controls
The Financial Conduct Authority (FCA) has fined Sesame Limited (Sesame) £6,031,200 for two sets of failings: failing to ensure that investment advice given to its customers was suitable; and failings in the systems and controls that governed the -
FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits
In relation to equity waiver applications, our plan remains to communicate decisions after finalisation of ESMA opinions. -
The FCA asks for views on changes it plans to make to its rules and guidance as a result of the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements
In the discussion paper published today, the FCA outlines plans to introduce guidance on how information should be disclosed in relation to P2P agreements included within an IFISA. ... agreements. If the FCA decides to apply these rules in relation to