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Showing 251 to 260 of 1547 search results for relation to LIBOR.

  1. CP14/2 - Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules [pdf]

    Consultation papers Published: 30/01/2014 Last modified: 30/01/2014

  2. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 24/06/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.

  3. PS15/7: Feedback and policy statement on CP14/21 in relation to joint sponsor proposals [pdf]

    Policy statements Published: 26/03/2015 Last modified: 26/03/2015
    In this Policy Statement we report on the main issues arising from our consultations on joint sponsors.

  4. CP13/5 - Review of the client assets regime for investment business [pdf]

    Consultation papers Published: 12/07/2013 Last modified: 12/07/2013
    This paper consults on material changes to the rules in relation to client money, custody assets and mandates.

  5. FSA - FG11/22 [pdf]

    Finalised guidance Published: 12/12/2011 Last modified: 20/10/2014
    This statement is general guidance given by the FSA under section 157(1) of the Act. It relates both to the Remuneration Code of SYSC 19A of the Handbook, and the requirement to make Pillar 3 disclosures in relation to remuneration (in accordance

  6. Payment Accounts Regulations 2015 (PARs)

    Tasks for regulated firms Published: 10/02/2016 Last modified: 10/02/2023
    Find out more about Payment Accounts Regulations (PARs), including information on what they aim to improve.

  7. CP16/4: Loan-based crowdfunding platforms and segregation of client money [pdf]

    Consultation papers Published: 21/01/2016 Last modified: 21/01/2016
    In this consultation paper (CP) we consult on rules to simplify client money requirements for firms that operate electronic systems in relation to lending (P2P platforms) and hold both regulated and unregulated client money accounts..

  8. FSA - PS12/6 [pdf]

    Policy statements Published: 26/03/2012 Last modified: 30/05/2013
    Policy FSA - PS12/6 - This Policy Statement reports on the main issues in relation to the CASS Resolution Pack arising from Consultation Paper 11/16 (Recovery and Resolution Plans) and publishes final rules.

  9. CP13/12 - CRD IV for Investment Firms 2 - Implementation [pdf]

    Consultation papers Published: 10/10/2013 Last modified: 10/10/2013
    This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to reporting, remuneration policies and the interaction between CRD IV and AIFMD/UCITS.

  10. Annex 4 Benchmarks Regulation – Notice of proposed modifications [pdf]

    LIBOR notices Published: 16/11/2021
    Annex 4 Benchmarks Regulation – Notice of proposed modifications
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