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Showing 261 to 270 of 1547 search results for relation to LIBOR.
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FSA - PS12/23 [pdf]
Policy FSA - PS12/23 - This Policy Statement summarises feedback received in relation to Part I of Consultation Paper 12/22 (CP12/22) and publishes final rules making changes required under the European Market Infrastructure Regulation (EMIR). -
FSA - PS12/13 [pdf]
Policy FSA - PS12/13 - We are publishing this Policy Statement to summarise the responses received and policy conclusions reached in relation to Consultation Paper CP11/19 (Financial resources requirements for recognised bodies). We also present our -
PS13/3 - Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes [pdf]
We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK. -
Market Abuse Regulation
The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions. -
FCA bans four for 'disgraceful' failings in relation to occupational pension schemes
Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics -
Recognised industry codes
Read about our process for recognising industry codes of conduct, which we describe as 'FCA-recognised industry codes'. -
UK EMIR library
To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR. -
Benchmarks supervision
Benchmark administrators and supervised contributors are overseen by the Benchmarks Supervision team. Learn more about notifications and providing information. -
Facing the future – challenges and priorities for the FCA
Speech by our CEO, Nikhil Rathi, given at the Address to the City Regulators, Mansion House. -
FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme
FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme.