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Showing 271 to 280 of 1547 search results for relation to LIBOR.

  1. FCA commences civil proceedings in relation to alleged unauthorised investment advisers

    Press Releases Published: 27/04/2020 Last modified: 01/05/2020
    The Financial Conduct Authority (FCA) has commenced proceedings in the High Court against 24HR Trading Academy Ltd (24HTA) and its sole director, Mohammed Fuaath Haja Maideen Maricar.

  2. FSA - PS12/2 [pdf]

    Policy statements Published: 20/01/2012 Last modified: 30/05/2013
    Policy FSA - PS12/2 - This Policy Statement reports on the main issues in relation to custody liens arising from Consultation Paper 11/15: Client assets sourcebook: (1) Custody liens, (2) Title transfer collateral arrangements (July 2011) and

  3. Final Notice 2024: Victoria Snoddy [pdf]

    Final notices Published: 08/02/2024
    This Final Notice (Victoria Snoddy) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a new firm authorisation application. We have refused the Application.

  4. Allied Wallet Limited

    Statements Published: 10/06/2019 Last modified: 07/04/2020
    Liquidators appointed over Allied Wallet.

  5. Our regulatory focus on commodity markets

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    Find out about key areas of our commodity markets regulation, including recognised bodies, warehousing, market abuse and actions we take.

  6. GC16/2: Proposal to issue guidance on the FCA’s view of enforcing security under the Consumer Credit Act 1974 [pdf]

    Guidance consultations Published: 19/02/2016 Last modified: 29/02/2016
    We invite views on the proposal to issue guidance, which explains how we will interpret provisions of the Consumer Credit Act 1974 (CCA) regarding the enforcement of security in relation to a regulated credit agreement or a regulated consumer hire

  7. Key workers in financial services

    Firms Published: 20/03/2020 Last modified: 10/11/2020
    We set out steps firms should take to help identify key workers in financial services.

  8. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  9. FCA welcomes Financial Services Bill

    Statements Published: 21/10/2020 Last modified: 21/10/2020
    The FCA welcomes the Financial Services Bill introduced in Parliament, which will help to maintain high standards and provide greater clarity to firms.

  10. Final Notice 2023: Equifax Limited [pdf]

    Final notices Published: 13/10/2023
    This Final Notice relates to the outsourcing of data processing to an intragroup entity which experienced a data breach. The Final Notice refers to risk management failings (Principle 3) and failings in relation to treating customers fairly and
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