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Showing 281 to 290 of 1547 search results for relation to LIBOR.

  1. Accredited bodies for advisers

    Tasks for regulated firms Published: 21/12/2015 Last modified: 13/02/2023
    Read how accredited bodies can help advisers to maintain our required professional standards, and also report to us on these standards.

  2. Pension scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

  3. Primary Market Bulletin 48

    Newsletters Published: 26/04/2024 Last modified: 26/04/2024
    This special edition consults on changes we propose to make to guidance in our Knowledge Base

  4. Final Notice 2023: Brian Hamilton [pdf]

    Final notices Published: 16/08/2023
    This final notice (Brian Hamilton) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the Temporary Permissions Regime. We imposed a

  5. FCA and Bank of England encourage switch from LIBOR to SONIA for sterling interest rate swaps from Spring 2020

    Statements Published: 16/01/2020 Last modified: 16/01/2020
    The FCA and the Bank of England encourage market makers to change the market convention for sterling interest rate swaps from LIBOR to SONIA (the Sterling Overnight Index Average) in Q1 2020. This change is intended to move the greater part of new

  6. Final Notice 2022: Carlo Palombo [pdf]

    Final notices Published: 28/11/2022
    This Final Notice refers to Mr Palombo’s fitness and propriety to perform a regulated function, following his conviction for conspiracy to defraud. We have prohibited Mr Palombo from performing any function in relation to a regulated activity.

  7. FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading

    Press Releases Published: 12/11/2021 Last modified: 12/11/2021
    Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls

  8. UKLA Technical Note 312.1 - Shareholder votes in relation to hypothetical transactions [PDF] [pdf]

    UK Listing Authority Published: 30/03/2017

  9. Article 23D Benchmarks Regulation – Notice of requirements [pdf]

    LIBOR notices Published: 01/01/2022
    This final Notice replaces the previously published draft version

  10. Guidance on fund suspensions

    Statements Published: 08/07/2016 Last modified: 08/07/2016
    Following the result of the EU referendum, we are aware that some asset managers are experiencing higher than normal levels of redemption requests from investors in their funds.
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