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Showing 291 to 300 of 1547 search results for relation to LIBOR.

  1. Article 23C Benchmarks Regulation – Notice of permitted legacy use by supervised entities [pdf]

    LIBOR notices Published: 01/01/2022
    This final Notice replaces the previously published draft version

  2. Primary Market Technical Note 801.1: Disclosures in relation to ESG matters, including climate change [pdf]

    Primary market Published: 11/03/2021
    Listed issuers, other issuers with securities admitted to trading on regulated markets and other entities in scope of requirements under the Market Abuse Regulation and the Prospectus Regulation are subject to a range of disclosure requirements. The

  3. Side pockets

    Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
    Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

  4. 5 Conduct Questions Programme

    Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
    The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement

  5. Committee waivers

    Tasks for regulated firms Published: 10/05/2015 Last modified: 08/12/2022
    Some firms can apply to us to waive one or more of their committee requirements. Find out if this applies to your firm and, if so, what to include in your application.

  6. Annual notification form [docx]

    UK Listing Authority Published: 22/11/2021
    Guidance in relation to our sponsor competence requirements (LR 8.6.7R (2)), including advice on completing the relevant sections of the annual notification form, can be found in FCA Technical Note 714.2 and 715.1.

  7. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

  8. Whistleblowing in practice: Case studies

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.

  9. Mortgages and coronavirus: our guidance for firms

    Mortgage lenders and intermediaries Published: 20/03/2020 Last modified: 01/12/2020
    FCA guidance for mortgage lenders, mortgage administrators, home purchase providers and home purchase administrators as the coronavirus situation develops.

  10. FCA statement on EU withdrawal

    Statements Published: 20/12/2017 Last modified: 20/12/2017
    HM Treasury has also announced today that it will provide the FCA with functions and powers in relation to UK and non-UK credit rating agencies and trade repositories.
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