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Showing 301 to 310 of 1547 search results for relation to LIBOR.
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Do the right thing
Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit. -
The regulatory challenge
We start in a place where, as LIBOR and FX have shown, the loyalties of your staff may be to people outside the firm rather than in it and where people -
Highlights of the FCA’s approach in 2022
The FCA set out a new three-year strategy in April designed to improve outcomes for consumers and markets. -
Executive committees
Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well. -
Decision Notice 2022: ICE Benchmark Administration Limited [pdf]
Decision Notice 2022: ICE Benchmark Administration Limited. -
Tackling the hard questions
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the -
Decision Notice 2023: James Edward Staley [pdf]
This Decision Notice refers to breaches of the Senior Management Conduct Rules and Individual Conduct Rules relating to integrity and the disclosure of information to and relations with regulators. We have issued a Decision Notice seeking to impose -
Debt management activity and authorisation
Here we list some typical misconceptions about the way we authorise firms engaged in debt management activity. Then we give you the facts. -
Financial promotions data 2021
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2021 to 31 December 2021. -
Final Notice 2020: Julian Rifat [pdf]
For the reasons given in this Notice, the Authority has decided to make an order,pursuant to section 56 of the Act, prohibiting Mr Rifat from performing anyfunction in relation to any regulated activities carried on by an authorised orexempt person,