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Showing 321 to 330 of 1547 search results for relation to LIBOR.

  1. Final Notice 2021: Christopher Carey [pdf]

    Final notices Published: 12/04/2021
    In this final notice, the Authority has refused the application on the basis that Mr Carey does not satisfy the Threshold Conditions in relation to all of the regulated activities for which he would have permission if the application was granted.

  2. RMA-G Training and competence: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-G Training and competence: FAQs

  3. The power of benchmarks: an analysis of the ICE swap rate

    Insight Published: 03/07/2017 Last modified: 03/07/2017
    The events surrounding the London interbankoffered rate(LIBOR) fixing in 2012 brought financial benchmarks into the public conscious for the first time and set off an important chain reaction. ... Within one year, LIBOR would be regulated. And soon after

  4. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

  5. Passporting between the UK and Gibraltar

    Firms Published: 12/01/2023 Last modified: 11/12/2023
    Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more.

  6. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

  7. Consumer Duty – information for firms

    Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

  8. Bank of England, FCA, PRA and PSR conduct review of Memorandum of Understanding in relation to payment systems in the UK

    Statements Published: 20/07/2018 Last modified: 20/07/2018
    Bank of England, FCA, PRA and PSR conduct review of Memorandum of Understanding in relation to payment systems in the UK. ... high-level framework the Authorities use to cooperate with one another, in relation to payment systems in the UK.

  9. FCA commences civil proceedings in relation to alleged misleading statements on pension investments

    Statements Published: 30/11/2017 Last modified: 30/11/2017
    The Financial Conduct Authority (FCA) has commenced civil proceedings against Avacade Limited (in liquidation), trading as Avacade Investment Options, and Alexandra Associates (U.K.) Limited, trading as Avacade Future Solutions, and against Craig

  10. Impact assessment: UKLA/TN/312.1 – Shareholder votes in relation to hypothetical transactions [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to UKLA/TN/312.1. It has been verified by the Regulatory Policy Committee.
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