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Showing 341 to 350 of 1547 search results for relation to LIBOR.
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MoU between the Bank, including the PRA, and the FCA re: regulation of Recognised [pdf]
The MoU sets out how, primarily, the FCA and Bank will cooperate with one another in relation to markets and market infrastructure (such as LCH.Clearnet, LIFFE, LSE). It also covers co-ordination between the authorities where the PRA or FCA -
Primary Market Technical Note 312.1 amendment [pdf]
Shareholder votes in relation to hypothetical transactions. -
Memorandum of Understanding between the Financial Conduct Authority (the FCA) and Cifas [pdf]
The FCA and Cifas have agreed a Memorandum of Understanding. This facilitates the provision of information and sets out the framework for co-operation between the Cifas and the FCA in relation to the Immigration Act 2014 and the Immigration Act 2014 -
Primary Market Bulletin 46
This edition covers Article 10 UK MAR and ESG stewardship and TCFD-aligned disclosures: sponsor procedures. -
Debt collectors and authorisation
Here we list some typical misconceptions about the way we authorise debt collectors. Then we give you the facts. -
Locking down market abuse
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021. -
Binary options scams
Find out how binary options work, how to avoid scams and what to do if you’re scammed. -
Forex trading scams
Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed. -
Learning the lessons of the past as an industry
In light of the recent FOREX investigation, which saw the FCA uncover failures by firms to correct their controls to prevent attempts to manipulate the market after the LIBOR failings had ... In one LIBOR case a submitter wrote to his manager, "we are -
Notice of Undertaking: ETA Services Ltd [pdf]
The FCA has published an undertaking from ETA Services Ltd in relation to an unclear term in its Cycle Insurance Policy. The undertaking has been provided under the Consumer Rights Act 2015 (CRA).